Continuing Education
NCS believes strongly that continuing education and training can help to prevent compliance problems before they occur. NCS consultants have developed many continuing education courses, books, training modules and seminars for financial services professionals. NCS offers newsletters, Web seminars, training, and educational materials, as well as online and traditional continuing education courses. NCS has made presentations on compliance and regulatory issues to many organizations, including TD Ameritrade, Raymond James, Bear Stearns, National Association of Personal Financial Advisors (NAPFA), and the Investment Adviser Compliance Forum (Financial Research Associates).
If you would like NCS to provide a speaker for your next conference or regoinal meeting, please contact us at the address below.
National Compliance Services, Inc.
355 NE 5th Ave
Suite 4
Delray Beach, Florida 33483
e-mail: chad@ncsonline.com
Phone: 561-330-7645 X 201
Fax: 561-330-7648
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