NCS LAUNCHES COMPLIANCE BLOG

September 14, 2009 -

NCS LAUNCHES COMPLIANCE BLOG

Delray Beach, Florida – National Compliance Services, Inc., a leader in the compliance and regulatory services industry, launches blog to assist RIAs and IARs in meeting their fiduciary obligations.
 
For registered investment advisers (“RIAs”) and investment adviser representatives (“IARs”) who take compliance seriously, National Compliance Services, Inc. (“NCS”) offers a new resource that can help to increase your knowledge and will prepare you for the day when securities regulators come knocking. NCSComplianceBlog.com will feature timely posts dealing with important compliance topics. NCSComplianceBlog.com will supplement NCS’ popular monthly newsletters and checklists.

NCS Compliance Blog (www.ncscomplianceblog.wordpress.com/category/investment-advisers-broker-dealers/) will address the gamut of compliance issues faced by RIAs and IARs, such as advertising, marketing, disclosure, and the use of social media. The blog will keep RIAs and IARs current regarding important issues on the horizon, including the proposed custody rule and the rapidly-changing regulatory environment in which advisers will operate. The blog will also be useful to registered representatives and other financial advisers who hope to start an advisory firm or join an existing one.

Our goal is for the NCS Compliance Blog to be your go-to source for the latest compliance information.

For more information, contact Les Abromovitz by e-mailing him at labromovitz@ncsonline.com or by calling 561-330-7645 Ext. 213.