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January 04, 2010
Custody of Funds or Securities of Clients by Investment Advisers
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December 17, 2009
SEC Approves Stronger Safeguards to Protect Clients’ Assets Controlled by Investment Advisers
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May 18, 2009
Speech by SEC Commissioner: Statement at SEC Open Meeting
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May 18, 2009
SEC standardized request letter for confirmation of assets
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May 15, 2009
Speech by SEC Commissioner: Remarks at SEC Open Meeting
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